HUD Handbook 4350.3 § 4-4

Tenant Selection Plan (HUD Occupancy Handbook 4350.3 REV-1 CHG-4)

HUD guidance — not codified law
In Force
Verified 9/24/2026 · Next check 10/1/2026
effective 9/24/2026FederalTenant Screening

Operative Text

HUD Handbook 4350.3 § 4-4
A.       Key Requirements

                 Owners must develop and make public written tenant selection policies and
                 procedures that include descriptions of the eligibility requirements and income
                 limits for admission. Figure 4-2 provides a sample outline of a tenant selection
                 plan. The Tenant Selection Plan must include whether or not there is an elderly
                 restriction or preference in the admission of tenants. The restriction or
                 preference must cite the supporting documentation to ensure nondiscrimination
                 in the selection of tenants. The contents of the plan also must be consistent with
                 the purpose of improving housing opportunities and be reasonably related to
                 program eligibility and an applicant’s ability to perform the obligations of the
                 lease.

B.       HUD Review of the Tenant Selection Plan

                 HUD does not approve tenant selection plans (except when owners wish to adopt
                 local or residency preferences). However, if HUD staff becomes aware that a
                 plan fails to comply with applicable requirements, the owner must modify the plan
                 accordingly.

Figure 4-2: Written Tenant Selection Plan - Topics

A. Required Topics
        1.   Project eligibility requirements:
                Project-specific requirements (see Chapter 3, Section 2);
                Citizenship requirements (see Chapter 3, Section 1); and
                Social security number requirements (see Chapter 3, Section 1).
        2.   Income limits (including economic mix requirements for Section 8 properties) (see Chapter 3, Section
             1).
        3.   Procedures for accepting applications and selecting from the waiting list:
                Procedures for accepting applications and pre-applications (see Chapter 4, Section 3);
                Procedures for applying preferences (including income-targeting in Section 8 properties) (see
                 Chapter 4, Sections 1 and 4);
                Applicant screening criteria (see Chapter 4, Sections 1 and 4);
                  -     Required drug-related or criminal activity criteria *including State lifetime sex offender
                        registration check in all states where applicant household members have resided or using a
                        database that checks against all state registries, e.g., the Dru Sjodin National Sex Offender
                        Database.
                  -     Procedures for using the EIV Existing Tenant Search;*
                  -     Other allowable screening criteria; and
                Procedures for rejecting ineligible applicants (see Chapter 4, Section 1).
        4.   Occupancy standards (see Chapter 3, Section 2).
        5.   Unit transfer policies, including selection of in-place residents versus applicants from the waiting list
             when vacancies occur (see Chapter 7, Section 3).
        6.   Policies to comply with Section 504 of the Rehabilitation Act of 1973 and the Fair Housing Act and other
             relevant civil rights laws and statutes (see Chapter 2, Section 3).
        7.   Policy for opening and closing the waiting list for the property (see Chapter 4, Section 3).
        8.   Eligibility of students (see Chapter 3, Sections 1 and 3).
        9.   *Policies for applying Violence Against Women Act (VAWA) protections (Section 8 only).*
    B. Recommended Topics
        1.   Applicant notification and opportunity to supplement information already provided (see Chapter 4,
             Sections 1 and 4).
        2.   Procedures for identifying applicant needs for the features of accessible units or reasonable
             accommodations (see Chapter 2, Section 3).
        3.   Updating the waiting list (see Chapter 4, Section 3).
        4.   Policy for notifying applicants and potential applicants of changes in the tenant selection plan (see
             Chapter 4, Section 1).
        5.   Procedures for assigning units with originally constructed design features for persons with physical
             disabilities (see Chapter 2, Section 3).
        6.   Charges for facilities and services (see Chapter 6, Section 3).
        7.   Security deposit requirements (see Chapter 6, Section 2).
        8.   Unit inspections (see Chapter 6, Section 4).
        9.   Annual recertification requirements (see Chapter 7, Section 1).
        10. Interim recertification reporting policies (see Chapter 7, Section 2).
        11. Implementation of house rule changes (see Chapter 6, Section 1).

C.       Required Contents of the Tenant Selection Plan

                 The tenant selection plan helps to ensure that tenants are selected for occupancy
                 in accordance with HUD requirements and established management policies.
                 HUD requires that the plan specify a number of procedures and policies,
                 including the following items:

                 1.       Project eligibility requirements.

                          a.       Project specific requirements. If the property is designated for a
                                   special population, such as elderly or disabled, the owner must
                                   define population served.

                          b.       Citizenship/immigration status requirements. The owner must
                                   describe how citizenship/immigration requirements are
                                   implemented, including policies regarding verification of
                                   citizenship (if any).

                          c.       *Social security number (SSN) requirements. Requirements for
                                   disclosing and providing verification of SSNs.*

                 2.       Income limits (including economic mix for Section 8 properties). The
                          income limit schedule used for the property must be identified (i.e., very
                          low- or low-income. The specific maximum annual income amounts need
                          not be included).

                 3.       Procedures for taking applications and selecting from the waiting list.

                          a.       Taking applications. The plan must include policies for taking pre-
                                   applications (if applicable) and applications.

                          b.       Preferences. The plan must define each preference adopted for
                                   use in the property and any rating, ranking, or combining of the
                                   preferences the owner has established that will affect the order in
                                   which applicants are selected from the waiting list. The plan
                                   should also describe the acceptable sources of information to
                                   verify the qualification for preferences.

                                   REMINDER: Owners implementing state, local, or residency
                                   preferences must have prior HUD approval.

                          c.       Income-targeting. For Section 8 properties only, the plan must
                                   describe the procedures used by the owner to meet the income-
                                   targeting requirements, if applicable. This description must
                                   explain how and when applicants will be “skipped over” in favor of
                                   housing an extremely low-income household and how their
                                   applications will be treated when they are skipped.

d.      Applicant screening criteria. The plan must describe the
                                  property’s standards used to screen for information on drug-
                                  related or criminal activity (including registration as a sex offender)
                                  *and use of the EIV Existing Tenant Search*, as well as the other
                                  screening activities implemented by the owner (e.g., rental
                                  history).

                          e.      Procedures for rejecting ineligible applicants. The plan must
                                  describe the circumstances under which the owner may reject an
                                  applicant for occupancy or assistance. If the owner establishes a
                                  policy to consider extenuating circumstances in cases when
                                  applicants would normally be rejected but have circumstances that
                                  indicate the family might be an acceptable future tenant, such a
                                  policy must also be described in the plan.

                 4.       Occupancy standards. Standards used by the owner to determine
                          appropriate unit size, and procedures to place families on the lists for
                          more than one unit size, must be included in the plan.

                 5.       Unit transfer policies, including procedures for selecting between
                          applicants on the waiting list and current tenants who need:

                          a.      A unit transfer because of family size;

                          b.      A new unit because of changes in family composition;

                          c.      A deeper subsidy (Rent Supplement, RAP, or Section 8
                                  assistance);

                          d.      A unit transfer for a medical reason certified by a doctor; or

                          e.      A unit transfer based on the need for an accessible unit.

                 6.       Policies to Comply with Section 504 of the Rehabilitation Act of 1973, The
                          Fair Housing Act Amendments of 1988 and Title VI of the Civil Rights Act
                          of 1964.

                          a.      Section 504 of the Rehabilitation Act of 1973 prohibits
                                  discrimination on the basis of disability in any program or activity
                                  receiving federal financial assistance from HUD.

                          b.      The Fair Housing Act prohibits discrimination in housing and
                                  housing related transactions based on race, color, religion, sex,
                                  national origin, disability and familial status. It applies to housing,
                                  regardless of the presence of federal financial assistance.

                          c.      Title VI of the Civil Rights Act of 1964 prohibits discrimination on
                                  the basis of race, color or national origin in any program or activity
                                  receiving federal financial assistance from HUD.

7.       Policy for opening and closing the waiting list. The methods of advertising
                          used to announce opening and closing of the waiting list should be
                          described.

                 8.       Eligibility of students. The plan must include the requirements for
                          determining eligibility of students enrolled at an institution of higher
                          education.

                 9.       *VAWA protections (applicable to the Section 8 program only). The plan,
                          as well as House Rules where applicable, must include policies and
                          procedures covering the VAWA protections. Owner policies must support
                          or assist victims of domestic violence, dating violence or stalking and
                          protect victims, as well as members of their family, from being denied
                          housing or from losing their HUD assisted housing as a consequence of
                          domestic violence, dating violence or stalking.

                          (a)     Owners must provide notice to Section 8 tenants of their rights
                                  and obligations under VAWA.

                          (b)     Certification of Domestic Violence, Dating Violence or Stalking.

                                  (1)      Owners must provide tenants the option to complete the
                                           Certification of Domestic Violence, Dating Violence or
                                           Stalking, form HUD-91066. The certification form may be
                                           made available to all eligible families at the time of
                                           admission or, in the event of a termination or start of an
                                           eviction for cause proceeding, the certification may be
                                           enclosed with the appropriate notice, directing the family to
                                           complete, sign and return the form within fourteen (14)
                                           business days. The owner may extend this time period at
                                           his/her discretion.

                                  (2)      Alternately, in lieu of the certification form or in addition to
                                           it, owners may accept:

                                           (i)     A federal, state, tribal, territorial, or local police
                                                   record or court record, or

                                           (ii)    Documentation signed by an employee, agent,
                                                   volunteer of a victim service provider, an attorney,
                                                   or medical professional from whom the victim has
                                                   sought assistance in addressing domestic violence,
                                                   dating violence, or stalking or, the effects of the
                                                   abuse in which the professional attests under
                                                   penalty of perjury under 28 U.S.C 1746 to the
                                                   professional’s belief that the incident or incidents
                                                   are bona fide incidents of abuse, and the victim of
                                                   domestic violence, dating violence or stalking has
                                                   signed or attested to the documentation.

(3)     Owners are not required to demand that an individual
                                           produce official documentation or physical proof of an
                                           individual’s status as a victim of domestic violence, dating
                                           violence or stalking in order to receive the protections of
                                           the VAWA. Owners, at their discretion, may provide
                                           assistance to an individual based solely upon the
                                           individual’s statement or other corroborating evidence.
                                           Owners are encouraged to carefully evaluate abuse claims
                                           as to avoid conducting an eviction based on false or
                                           unsubstantiated accusations.

                                   (4)     Owners should be mindful that the delivery of the
                                           certification form to the tenant via mail may place the victim
                                           at risk, e.g., the abuser may monitor the mail. Therefore,
                                           in order to mitigate risks, owners are encouraged to work
                                           with the tenant in making acceptable delivery
                                           arrangements, such as inviting them into the office to pick
                                           up the certification form or making other discreet
                                           arrangements.

                          (c)      Confidentiality of Information.

                                   The identity of the victim and all information provided to owners
                                   relating to the incident(s) of domestic violence, dating violence or
                                   stalking must be retained in confidence by the owner and must not
                                   be entered into any shared database or provided to a related
                                   entity, except to the extent that the disclosure is:

                                   (1)     Requested or consented to by the individual in writing;

                                   (2)     Required for use in an eviction proceeding; or

                                   (3)     Otherwise required by applicable law.

                                   The HUD-approved certification form provides notice to the tenant
                                   of the confidentiality of the form and the limits thereof.

                          (d)      Retention of information.

                                   Owners must retain all documentation relating to an individual’s
                                   domestic violence, dating violence or stalking in a separate file
                                   that is kept in a separate secure location from other tenant files.

                          (e)      VAWA Lease Addendum.

                                   Owners must have tenants sign the VAWA lease addendum, form
                                   HUD-91067 (see Chapter 8 for requirements on issuance of
                                   modifications to the model lease).

NOTE: See the Glossary for definitions for domestic violence, dating
                          violence, stalking and immediate family member.*

        D.       Additional Owner Policies and Practices

                 1.       General. In addition to the required content, owners are encouraged to
                          incorporate their own policies and practices regarding the selection of
                          tenants into the tenant selection plan. See Figure 4-2 for a list of
                          recommended topics. By incorporating all policies and procedures in one
                          plan, owners, applicants, and tenants will have one point of reference.
                          Further, owners will have a single document to which they can direct
                          applicants and tenants when questioned about policies and fairness of
                          treatment.

                 2.       Notification of modification to the tenant selection plan. It is also good
                          practice for owners to include a description of the process used to provide
                          notification to applicants on the waiting list and other interested persons
                          (potential applicants) of the implementation of any new or revised tenant
                          selection plan or policies that may affect an application or tenancy.

        E.       Modification of the Tenant Selection Plan

                 Owners should review tenant selection plans at least annually to ensure that they
                 reflect current operating practices, program priorities, and HUD requirements.

        F.       Availability of the Tenant Selection Plan

                 When requested, the owner must make the tenant selection plan available to the
                 public.
Source: Legislative text reproduced verbatim

Effective Timeline

Current
Sep 24, 2026
Click on timeline segments to view historical versions.

References Out

No outbound references recorded yet for this provision.

References In

No inbound references recorded yet for this provision.

Related Rules

§ 5.905
§ 5.905 What special authority is there to obtain access to sex offender registration information?
§ 1022.20
§ 1022.20 Coverage and definitions.
§ 1022.38
§ 1022.38 Duty of consumer reporting agencies regarding medical debt information.

Source Information

Snapshot SHA:
Fetched:Sep 24, 2026, 08:34 PM UTC